Legacy & Estate Services
Family Office &
Legacy Planning
Keep your family assets in one place so your loved ones are protected. Let our family help yours.
What We Provide
The Quarterback of Your Financial Team
Traditional family offices require $100M+ in assets to justify their own infrastructure. We've built a family office model that delivers the same depth of service for qualifying families — with direct access to the same two principals who manage every aspect of your relationship.
We serve as the quarterback of your financial team — coordinating between your accountant, attorney, insurance advisor, and any other professionals. Thinking of a big purchase? Let us plan and assist you to make sound decisions. We will get there together.
From estate planning and tax strategy to philanthropic giving and next-generation financial education, we handle every dimension of your financial life under one integrated strategy. Our goal: protect your family's assets, preserve your legacy, and provide the cash flow you need to maintain your lifestyle through every phase of life.
As an SEC Registered Investment Advisor acting in a fiduciary capacity, we are legally bound to act in your best interest — not to sell products, not to generate commissions. Our open architecture platform allows us to access multiple custodians and investment vehicles that genuinely fit your needs. View all services →
414
Client Families Advised
$260M+
Assets Under Management
Boutique
Service Model
368 Broadway
Albany Office
Client Types We Serve
- High Net-Worth Individuals & Families
- Business Owners & Retirement Plans
- Pre-Retirees & Retirees
- HENRYs — High Earners Not Rich Yet
- Qualified Purchasers (Pre-IPO Access)
Comprehensive Service
Eight Pillars of Family Office Service
Investment Oversight
Unified investment strategy across all accounts, entities, and asset classes — managed with institutional discipline and personal attention. We use research from industry-leading firms to move with the markets and protect your wealth.
Estate & Trust Coordination
Integrated planning with your estate attorneys to structure trusts, beneficiary designations, gifting programs, and succession plans that preserve wealth across generations while minimizing estate tax exposure.
Tax-Aware Strategy
Year-round tax planning with your CPA — not just at year-end. From Separately Managed Accounts and tax-loss harvesting to distribution planning in retirement, we optimize every dollar for tax efficiency. Read more about our <a href='/services'>tax-aware investing approach</a>.
Philanthropic Planning
Donor-advised funds, charitable remainder trusts, private foundations, and impact investing programs that honor your values, support the causes you care about, and provide meaningful tax benefits.
Business & Succession Planning
Financial planning that integrates your business ownership — liquidity planning, buy-sell agreements, deferred compensation structures, and exit strategy design. We prepare you for every transition.
Family Governance & Education
Frameworks for family communication around wealth, investment education for next-generation members, and intergenerational values alignment. We help your family make decisions with clarity and cohesion.
Pre-IPO & Alternative Access
For qualifying family members, we can integrate pre-IPO investment allocations into the family's overall investment framework. <Link to='/pre-ipo'>Learn about our exclusive offerings →</Link>
Concierge Coordination
A single point of contact for all financial decisions — coordinating between your attorneys, accountants, insurance advisors, and other professionals so nothing falls through the cracks. Available when you need us.
Explore Related Services
Investment Management
Relentlessly dedicated to creating investment strategies for the lifestyle you want.
Learn more →Tax-Aware Investing
Smart tax planning so you retain more — throughout your relationship, not just at year-end.
Learn more →Pre-IPO Access
Exclusive private market allocations for Qualified Purchaser families.
Learn more →Let Our Family Help Yours
Begin the Conversation
We accept a limited number of new client relationships each year. Contact us at our Albany office or schedule a confidential consultation to discuss how Broadway Advisor Group can serve your family's financial goals and legacy. Meet Michael and Jason →
Common Questions
Family Office FAQ
A family office is a comprehensive wealth-coordination model that handles every dimension of a family's financial life — investments, tax strategy, estate planning, insurance, philanthropy, and next-generation education — under one integrated strategy. Traditionally reserved for ultra-high-net-worth families with $100M+.
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