Our Story
About Broadway
Advisor Group
SEC Registered Investment Advisor · 368 Broadway · Albany, NY · Est. in partnership with Albany's Capital Region
Our Philosophy
Innovative. Transparent. Fiduciary.
Broadway Advisor Group is the innovative and transparent solution tailored to the specialized needs of today's investor and the advisors that serve them. Life is filled with financial decisions — we help you make the right ones.
We guide you through every phase of your financial life: from developing your wealth to achieve what is most important to you, to transitioning assets to future generations. We partner with you and act in a fiduciary capacity — always in your best interest to ensure your long-term financial success.
As a boutique-style financial planning firm, that means we're focused, personalized, and caring. We have refined our process to bring you the best customized plan for your needs — whether you are in your 20s or 60s, just beginning or nearing the finish line, with savings of $100k or millions of dollars.
Wasting time thinking about the lifestyle you want is exactly that — a waste of time. Start making choices today that will impact your future in the most positive of ways. We've all heard it: 'the sooner you start investing, the better off you will be.' We're here to make that a reality.
SEC Registered Investment Advisor
Broadway Advisor Group is registered with the SEC. We are bound by fiduciary duty — the highest standard in financial services — in every recommendation we make.
414 Advised Households
With over 414 client families served, we bring depth of knowledge and proven results to every relationship.
$260M+ Assets Under Management
Our advisors manage over $260 million in client assets across investment portfolios, retirement accounts, and private market allocations.
368 Broadway, Albany NY 12207
Headquartered in the heart of Albany's Capital Region. We serve clients locally and nationally, with an open-door approach to every relationship.
Open Architecture Platform
We serve clients best with multiple custodians that fit their needs — no proprietary product pressure, no conflicts of interest.
How We Work
Our Process
Consultation & Assessment
What do you want out of your financial management services? Where do you see yourself? These things are crucial in defining the next steps to get you to the lifestyle you're trying to attain. We listen first.
Creating a Financial Plan Fit for You
Markets are constantly moving, and we move with them — using industry-leading research, publications, and company metrics to decide which investment vehicles are perfect for you and your goals.
Open Lines of Communication
We stay engaged with you throughout our relationship. Once you're part of our family we keep you up to date on what is happening with your investments. Feel confident knowing you are valued — tell us about new milestones in your life.
Who We Serve
We Are All Unique
Our open architecture platform helps our advisors tailor solutions to meet your specific needs. Understanding who you are is the first step in learning how we can help.
HENRYs
High Earners Not Rich Yet
Building wealth efficiently for professionals with high income who haven't yet converted earnings into lasting wealth.
Business Owners
& Retirement Plans
Planning for the unique challenges of business ownership — succession, deferred compensation, exit strategy, and SEP/SIMPLE/401(k) plans.
Pre-Retirees & Retirees
Income & Distribution Planning
Converting accumulated wealth into reliable retirement income while managing taxes, healthcare costs, and legacy goals.
High Net-Worth
Individuals & Families
Comprehensive wealth management, family office coordination, and exclusive access to private market investment opportunities.
The Principals
Meet the Sgrois
Michael & Jason Sgroi
Managing Partner & Principal Advisor · Albany, NY
Michael Sgroi
Managing Partner
"Honest, straight to the point, passionate, and analytical"
Jason Sgroi
Principal Advisor / Partner
"Compassionate, a listener, and communicator"
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